1. FEDERALIST No. 51
  2. The Structure of the Government Must Furnish the Proper Checks
  3. and Balances Between the Different Departments
  4. From the New York Packet. Friday, February 8, 1788.
  5. To the People of the State of New York:
  6. TO WHAT expedient, then, shall we finally resort, for maintaining
  7. in practice the necessary partition of power among the several
  8. departments, as laid down in the Constitution? The only answer
  9. that can be given is, that as all these exterior provisions are
  10. found to be inadequate, the defect must be supplied, by so
  11. contriving the interior structure of the government as that its
  12. several constituent parts may, by their mutual relations, be
  13. the means of keeping each other in their proper places. Without
  14. presuming to undertake a full development of this important
  15. idea, I will hazard a few general observations, which may
  16. perhaps place it in a clearer light, and enable us to form a
  17. more correct judgment of the principles and structure of the
  18. government planned by the convention.
  19. In order to lay a due foundation for that separate and distinct
  20. exercise of the different powers of government, which to a
  21. certain extent is admitted on all hands to be essential to the
  22. preservation of liberty, it is evident that each department
  23. should have a will of its own; and consequently should be so
  24. constituted that the members of each should have as little
  25. agency as possible in the appointment of the members of the
  26. others. Were this principle rigorously adhered to, it would
  27. require that all the appointments for the supreme executive,
  28. legislative, and judiciary magistracies should be drawn from
  29. the same fountain of authority, the people, through channels
  30. having no communication whatever with one another. Perhaps such
  31. a plan of constructing the several departments would be less
  32. difficult in practice than it may in contemplation appear.
  33. Some difficulties, however, and some additional expense would
  34. attend the execution of it. Some deviations, therefore, from
  35. the principle must be admitted. In the constitution of the
  36. judiciary department in particular, it might be inexpedient to
  37. insist rigorously on the principle: first, because peculiar
  38. qualifications being essential in the members, the primary
  39. consideration ought to be to select that mode of choice which
  40. best secures these qualifications; secondly, because the permanent
  41. tenure by which the appointments are held in that department,
  42. must soon destroy all sense of dependence on the authority
  43. conferring them.
  44. It is equally evident, that the members of each department should
  45. be as little dependent as possible on those of the others, for
  46. the emoluments annexed to their offices. Were the executive
  47. magistrate, or the judges, not independent of the legislature
  48. in this particular, their independence in every other would be
  49. merely nominal.
  50. But the great security against a gradual concentration of the
  51. several powers in the same department, consists in giving to
  52. those who administer each department the necessary constitutional
  53. means and personal motives to resist encroachments of the others.
  54. The provision for defense must in this, as in all other cases,
  55. be made commensurate to the danger of attack. Ambition must be
  56. made to counteract ambition. The interest of the man must be
  57. connected with the constitutional rights of the place. It may
  58. be a reflection on human nature, that such devices should be
  59. necessary to control the abuses of government. But what is
  60. government itself, but the greatest of all reflections on human
  61. nature? If men were angels, no government would be necessary.
  62. If angels were to govern men, neither external nor internal
  63. controls on government would be necessary. In framing a government
  64. which is to be administered by men over men, the great difficulty
  65. lies in this: you must first enable the government to control
  66. the governed; and in the next place oblige it to control itself.
  67. A dependence on the people is, no doubt, the primary control
  68. on the government; but experience has taught mankind the
  69. necessity of auxiliary precautions.
  70. This policy of supplying, by opposite and rival interests, the
  71. defect of better motives, might be traced through the whole
  72. system of human affairs, private as well as public. We see it
  73. particularly displayed in all the subordinate distributions of
  74. power, where the constant aim is to divide and arrange the
  75. several offices in such a manner as that each may be a check
  76. on the other — that the private interest of every individual
  77. may be a sentinel over the public rights. These inventions of
  78. prudence cannot be less requisite in the distribution of the
  79. supreme powers of the State.
  80. But it is not possible to give to each department an equal power
  81. of self-defense. In republican government, the legislative
  82. authority necessarily predominates. The remedy for this
  83. inconveniency is to divide the legislature into different
  84. branches; and to render them, by different modes of election
  85. and different principles of action, as little connected with
  86. each other as the nature of their common functions and their
  87. common dependence on the society will admit. It may even be
  88. necessary to guard against dangerous encroachments by still
  89. further precautions. As the weight of the legislative authority
  90. requires that it should be thus divided, the weakness of the
  91. executive may require, on the other hand, that it should be
  92. fortified. An absolute negative on the legislature appears, at
  93. first view, to be the natural defense with which the executive
  94. magistrate should be armed. But perhaps it would be neither
  95. altogether safe nor alone sufficient. On ordinary occasions it
  96. might not be exerted with the requisite firmness, and on
  97. extraordinary occasions it might be perfidiously abused. May
  98. not this defect of an absolute negative be supplied by some
  99. qualified connection between this weaker department and the
  100. weaker branch of the stronger department, by which the latter
  101. may be led to support the constitutional rights of the former,
  102. without being too much detached from the rights of its own
  103. department?
  104. If the principles on which these observations are founded be
  105. just, as I persuade myself they are, and they be applied as a
  106. criterion to the several State constitutions, and to the federal
  107. Constitution it will be found that if the latter does not
  108. perfectly correspond with them, the former are infinitely less
  109. able to bear such a test.
  110. There are, moreover, two considerations particularly applicable
  111. to the federal system of America, which place that system in
  112. a very interesting point of view.
  113. First. In a single republic, all the power surrendered by the
  114. people is submitted to the administration of a single government;
  115. and the usurpations are guarded against by a division of the
  116. government into distinct and separate departments. In the
  117. compound republic of America, the power surrendered by the
  118. people is first divided between two distinct governments, and
  119. then the portion allotted to each subdivided among distinct
  120. and separate departments. Hence a double security arises to the
  121. rights of the people. The different governments will control
  122. each other, at the same time that each will be controlled by
  123. itself.
  124. Second. It is of great importance in a republic not only to
  125. guard the society against the oppression of its rulers, but to
  126. guard one part of the society against the injustice of the other
  127. part. Different interests necessarily exist in different classes
  128. of citizens. If a majority be united by a common interest, the
  129. rights of the minority will be insecure. There are but two
  130. methods of providing against this evil: the one by creating a
  131. will in the community independent of the majority — that is,
  132. of the society itself; the other, by comprehending in the
  133. society so many separate descriptions of citizens as will render
  134. an unjust combination of a majority of the whole very improbable,
  135. if not impracticable. The first method prevails in all governments
  136. possessing an hereditary or self-appointed authority. This, at
  137. best, is but a precarious security; because a power independent
  138. of the society may as well espouse the unjust views of the
  139. major, as the rightful interests of the minor party, and may
  140. possibly be turned against both parties. The second method will
  141. be exemplified in the federal republic of the United States.
  142. Whilst all authority in it will be derived from and dependent
  143. on the society, the society itself will be broken into so many
  144. parts, interests, and classes of citizens, that the rights of
  145. individuals, or of the minority, will be in little danger from
  146. interested combinations of the majority. In a free government
  147. the security for civil rights must be the same as that for
  148. religious rights. It consists in the one case in the multiplicity
  149. of interests, and in the other in the multiplicity of sects.
  150. The degree of security in both cases will depend on the number
  151. of interests and sects; and this may be presumed to depend on
  152. the extent of country and number of people comprehended under
  153. the same government. This view of the subject must particularly
  154. recommend a proper federal system to all the sincere and
  155. considerate friends of republican government, since it shows
  156. that in exact proportion as the territory of the Union may be
  157. formed into more circumscribed Confederacies, or States oppressive
  158. combinations of a majority will be facilitated: the best security,
  159. under the republican forms, for the rights of every class of
  160. citizens, will be diminished: and consequently the stability
  161. and independence of some member of the government, the only
  162. other security, must be proportionately increased. Justice is
  163. the end of government. It is the end of civil society. It ever
  164. has been and ever will be pursued until it be obtained, or
  165. until liberty be lost in the pursuit. In a society under the
  166. forms of which the stronger faction can readily unite and
  167. oppress the weaker, anarchy may as truly be said to reign as
  168. in a state of nature, where the weaker individual is not secured
  169. against the violence of the stronger; and as, in the latter
  170. state, even the stronger individuals are prompted, by the
  171. uncertainty of their condition, to submit to a government which
  172. may protect the weak as well as themselves; so, in the former
  173. state, will the more powerful factions or parties be gradually
  174. induced, by a like motive, to wish for a government which will
  175. protect all parties, the weaker as well as the more powerful.
  176. It can be little doubted that if the State of Rhode Island was
  177. separated from the Confederacy and left to itself, the insecurity
  178. of rights under the popular form of government within such
  179. narrow limits would be displayed by such reiterated oppressions
  180. of factious majorities that some power altogether independent
  181. of the people would soon be called for by the voice of the very
  182. factions whose misrule had proved the necessity of it. In the
  183. extended republic of the United States, and among the great
  184. variety of interests, parties, and sects which it embraces, a
  185. coalition of a majority of the whole society could seldom take
  186. place on any other principles than those of justice and the
  187. general good; whilst there being thus less danger to a minor
  188. from the will of a major party, there must be less pretext,
  189. also, to provide for the security of the former, by introducing
  190. into the government a will not dependent on the latter, or, in
  191. other words, a will independent of the society itself. It is
  192. no less certain than it is important, notwithstanding the
  193. contrary opinions which have been entertained, that the larger
  194. the society, provided it lie within a practical sphere, the
  195. more duly capable it will be of self-government. And happily
  196. for the REPUBLICAN CAUSE, the practicable sphere may be carried
  197. to a very great extent, by a judicious modification and mixture
  198. of the FEDERAL PRINCIPLE.
  199. PUBLIUS.