- FEDERALIST No. 51
- The Structure of the Government Must Furnish the Proper Checks
- and Balances Between the Different Departments
- To the People of the State of New York:
- TO WHAT expedient, then, shall we finally resort, for maintaining
- in practice the necessary partition of power among the several
- departments, as laid down in the Constitution? The only answer
- that can be given is, that as all these exterior provisions are
- found to be inadequate, the defect must be supplied, by so
- contriving the interior structure of the government as that its
- several constituent parts may, by their mutual relations, be
- the means of keeping each other in their proper places. Without
- presuming to undertake a full development of this important
- idea, I will hazard a few general observations, which may
- perhaps place it in a clearer light, and enable us to form a
- more correct judgment of the principles and structure of the
- government planned by the convention.
- In order to lay a due foundation for that separate and distinct
- exercise of the different powers of government, which to a
- certain extent is admitted on all hands to be essential to the
- preservation of liberty, it is evident that each department
- should have a will of its own; and consequently should be so
- constituted that the members of each should have as little
- agency as possible in the appointment of the members of the
- others. Were this principle rigorously adhered to, it would
- require that all the appointments for the supreme executive,
- legislative, and judiciary magistracies should be drawn from
- the same fountain of authority, the people, through channels
- having no communication whatever with one another. Perhaps such
- a plan of constructing the several departments would be less
- difficult in practice than it may in contemplation appear.
- Some difficulties, however, and some additional expense would
- attend the execution of it. Some deviations, therefore, from
- the principle must be admitted. In the constitution of the
- judiciary department in particular, it might be inexpedient to
- insist rigorously on the principle: first, because peculiar
- qualifications being essential in the members, the primary
- consideration ought to be to select that mode of choice which
- best secures these qualifications; secondly, because the permanent
- tenure by which the appointments are held in that department,
- must soon destroy all sense of dependence on the authority
- conferring them.
- It is equally evident, that the members of each department should
- be as little dependent as possible on those of the others, for
- the emoluments annexed to their offices. Were the executive
- magistrate, or the judges, not independent of the legislature
- in this particular, their independence in every other would be
- merely nominal.
- But the great security against a gradual concentration of the
- several powers in the same department, consists in giving to
- those who administer each department the necessary constitutional
- means and personal motives to resist encroachments of the others.
- The provision for defense must in this, as in all other cases,
- be made commensurate to the danger of attack. Ambition must be
- made to counteract ambition. The interest of the man must be
- connected with the constitutional rights of the place. It may
- be a reflection on human nature, that such devices should be
- necessary to control the abuses of government. But what is
- government itself, but the greatest of all reflections on human
- nature? If men were angels, no government would be necessary.
- If angels were to govern men, neither external nor internal
- controls on government would be necessary. In framing a government
- which is to be administered by men over men, the great difficulty
- lies in this: you must first enable the government to control
- the governed; and in the next place oblige it to control itself.
- A dependence on the people is, no doubt, the primary control
- on the government; but experience has taught mankind the
- necessity of auxiliary precautions.
- This policy of supplying, by opposite and rival interests, the
- defect of better motives, might be traced through the whole
- system of human affairs, private as well as public. We see it
- particularly displayed in all the subordinate distributions of
- power, where the constant aim is to divide and arrange the
- several offices in such a manner as that each may be a check
- on the other — that the private interest of every individual
- may be a sentinel over the public rights. These inventions of
- prudence cannot be less requisite in the distribution of the
- supreme powers of the State.
- But it is not possible to give to each department an equal power
- of self-defense. In republican government, the legislative
- authority necessarily predominates. The remedy for this
- inconveniency is to divide the legislature into different
- branches; and to render them, by different modes of election
- and different principles of action, as little connected with
- each other as the nature of their common functions and their
- common dependence on the society will admit. It may even be
- necessary to guard against dangerous encroachments by still
- further precautions. As the weight of the legislative authority
- requires that it should be thus divided, the weakness of the
- executive may require, on the other hand, that it should be
- fortified. An absolute negative on the legislature appears, at
- first view, to be the natural defense with which the executive
- magistrate should be armed. But perhaps it would be neither
- altogether safe nor alone sufficient. On ordinary occasions it
- might not be exerted with the requisite firmness, and on
- extraordinary occasions it might be perfidiously abused. May
- not this defect of an absolute negative be supplied by some
- qualified connection between this weaker department and the
- weaker branch of the stronger department, by which the latter
- may be led to support the constitutional rights of the former,
- without being too much detached from the rights of its own
- department?
- If the principles on which these observations are founded be
- just, as I persuade myself they are, and they be applied as a
- criterion to the several State constitutions, and to the federal
- Constitution it will be found that if the latter does not
- perfectly correspond with them, the former are infinitely less
- able to bear such a test.
- There are, moreover, two considerations particularly applicable
- to the federal system of America, which place that system in
- a very interesting point of view.
- First. In a single republic, all the power surrendered by the
- people is submitted to the administration of a single government;
- and the usurpations are guarded against by a division of the
- government into distinct and separate departments. In the
- compound republic of America, the power surrendered by the
- people is first divided between two distinct governments, and
- then the portion allotted to each subdivided among distinct
- and separate departments. Hence a double security arises to the
- rights of the people. The different governments will control
- each other, at the same time that each will be controlled by
- itself.
- Second. It is of great importance in a republic not only to
- guard the society against the oppression of its rulers, but to
- guard one part of the society against the injustice of the other
- part. Different interests necessarily exist in different classes
- of citizens. If a majority be united by a common interest, the
- rights of the minority will be insecure. There are but two
- methods of providing against this evil: the one by creating a
- will in the community independent of the majority — that is,
- of the society itself; the other, by comprehending in the
- society so many separate descriptions of citizens as will render
- an unjust combination of a majority of the whole very improbable,
- if not impracticable. The first method prevails in all governments
- possessing an hereditary or self-appointed authority. This, at
- best, is but a precarious security; because a power independent
- of the society may as well espouse the unjust views of the
- major, as the rightful interests of the minor party, and may
- possibly be turned against both parties. The second method will
- be exemplified in the federal republic of the United States.
- Whilst all authority in it will be derived from and dependent
- on the society, the society itself will be broken into so many
- parts, interests, and classes of citizens, that the rights of
- individuals, or of the minority, will be in little danger from
- interested combinations of the majority. In a free government
- the security for civil rights must be the same as that for
- religious rights. It consists in the one case in the multiplicity
- of interests, and in the other in the multiplicity of sects.
- The degree of security in both cases will depend on the number
- of interests and sects; and this may be presumed to depend on
- the extent of country and number of people comprehended under
- the same government. This view of the subject must particularly
- recommend a proper federal system to all the sincere and
- considerate friends of republican government, since it shows
- that in exact proportion as the territory of the Union may be
- formed into more circumscribed Confederacies, or States oppressive
- combinations of a majority will be facilitated: the best security,
- under the republican forms, for the rights of every class of
- citizens, will be diminished: and consequently the stability
- and independence of some member of the government, the only
- other security, must be proportionately increased. Justice is
- the end of government. It is the end of civil society. It ever
- has been and ever will be pursued until it be obtained, or
- until liberty be lost in the pursuit. In a society under the
- forms of which the stronger faction can readily unite and
- oppress the weaker, anarchy may as truly be said to reign as
- in a state of nature, where the weaker individual is not secured
- against the violence of the stronger; and as, in the latter
- state, even the stronger individuals are prompted, by the
- uncertainty of their condition, to submit to a government which
- may protect the weak as well as themselves; so, in the former
- state, will the more powerful factions or parties be gradually
- induced, by a like motive, to wish for a government which will
- protect all parties, the weaker as well as the more powerful.
- It can be little doubted that if the State of Rhode Island was
- separated from the Confederacy and left to itself, the insecurity
- of rights under the popular form of government within such
- narrow limits would be displayed by such reiterated oppressions
- of factious majorities that some power altogether independent
- of the people would soon be called for by the voice of the very
- factions whose misrule had proved the necessity of it. In the
- extended republic of the United States, and among the great
- variety of interests, parties, and sects which it embraces, a
- coalition of a majority of the whole society could seldom take
- place on any other principles than those of justice and the
- general good; whilst there being thus less danger to a minor
- from the will of a major party, there must be less pretext,
- also, to provide for the security of the former, by introducing
- into the government a will not dependent on the latter, or, in
- other words, a will independent of the society itself. It is
- no less certain than it is important, notwithstanding the
- contrary opinions which have been entertained, that the larger
- the society, provided it lie within a practical sphere, the
- more duly capable it will be of self-government. And happily
- for the REPUBLICAN CAUSE, the practicable sphere may be carried
- to a very great extent, by a judicious modification and mixture
- of the FEDERAL PRINCIPLE.
- PUBLIUS.
Federalist Number 51Zac Northup2026-01-05T19:36:29+00:00